In this issue of CFWD we discuss:

  • SEC Launches New Initiative to Alert Investors About Potentially Fraudulent
    Investment Solicitations
  • California Franchise Tax Board Requests Additional Information for Refund Claims
    by Foreign Limited Liability Companies Having No Income from California
  • Court Refuses to Lift PSLRA Discovery Stay
  • Exemption to Short Swing Profit Liability Includes Directors by Deputization
  • FINRA Grants Net Capital Relief Relative to ARS Loans
  • CBOE to List Binary Options on Indexes
  • SEC Announces Next Steps for “Mutual Recognition”
  • OCC Amends Securities Offering Disclosure Rule for National Banks in Organization
  • OECD Supports Recommendations of Financial Stability Forum
  • European Commission Consults on Amending the Capital Requirements Directive