In this issue we discuss:

  • SEC Unveils New Online Interactive Tool to Compare
    Executive Compensation
  • Proposed Rule Change Creating Principal Approval
    Requirement Exception
  • AMEX Proposes Rule Change Concerning Remote ROT Quoting
    and Orders
  • SEC Approves CBOE’s Proposed Rule Change Regarding the
    Hybrid Opening System
  • Options Exchanges Request Permanent Approval and Expansion
    of $1 Strike Price Program
  • MSRB Proposes Pilot to Allow Internet Access to OSs and ARDs
  • FDIC Issues Article Related to Subprime Loan Modifications
  • FSA Publishes Quarterly Consultation 
  • FSA Clarifies Expectations for Authorized Collective Investment
    Scheme Managers
  • No Control Person Liability Pursuant to Terms of Merger Agreement
  • Court Dismisses Derivative Suit for Failure to Plead
    “Demand Futility”
Related Professionals
Related Practices