To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Roundtable Discusses Cybersecurity Threats and Protections Against Cyberattacks
- Proposed Changes to FINRA Classification of Hybrid Securities for Trade Reporting Purposes
- FINRA Proposes to Amend Rule 4210
- CFTC Extends Expiration of MTF Relief
- CFTC Requests Public Comment on ICE Swap Trade Packaged Transaction Rule
- Money Manager Sues SEC to Stop Administrative Action in $1.5 Billion CDO Case
- Texas District Court Denies Class Certification in IPO Securities Suit
Chicago
