To read the Digest online, click here.
This week's issue addresses the following topics:
- CME Delays Prohibition on Transitory EFRPs
- JAC Issues Guidance on Margin Funds
- CFTC Hands Out First Whistleblower Award
- NFA Adopts Fee for Registration Non-Disclosures
- CME Launches Website Links for Complaints and Self-Reports
- SEC Brings Lawsuit Against Unregistered Broker Dealer
- SEC Alleges Fraud from Unregistered Offerings of Oil and Gas Securities
Chicago
