Newsletter
June 6, 2014
To read the Digest online, click here.
This week's issue addresses the following topics:
SEC Chair Gives Speech on Equity Market Structure
New CFTC Commissioners Confirmed; Chairman Sworn In
CFTC Extends No-Action Relief for Certain Transaction-Level Requirements for Non-US Swap Dealers
CFTC and Reserve Bank of Australia Sign Memorandum of Understanding Regarding Cross-Border Clearing Organizations
NFA Issues Notice Regarding Changes to Form PQR and Form PR
Delaware Court of Chancery Invalidates Consent Due to Inadequate Disclosures
Eleventh Circuit Upholds Convictions in “Pump-and-Dump” Stock Fraud Scheme
