Newsletter
June 27, 2014
To read the Digest online, click here.
This week's issue addresses the following topics:
Delaware Fee-Shifting Legislation Delayed
SEC Orders Securities Exchanges and FINRA to Develop Tick Size Pilot Plan
CFTC Extends Relief to FCMs from Certain Commingling Requirements
NFA Proposes Interpretive Notice Prohibiting the Use of Credit Cards to Fund Retail Forex or Futures Trading Accounts
Supreme Court Decides Halliburton Co. v. Erica P. John Fund, Inc.
Texas Supreme Court Denies Minority Shareholder’s Oppression Claims
FFIEC Debuts Web Page on Cybersecurity