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Newsletter

Corporate and Financial Weekly Digest - Volume IX, Issue 30

August 1, 2014

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • Amendments to FINRA Rule 2210 Regarding Communications With the Public
  • Smith & Wesson Pays $2 Million to Resolve SEC Charges
  • Former Chief Operating Officer Settles SEC Fraud Claims

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