To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Sets October 2015 Target Date for Certain Dodd-Frank and JOBS Act Rulemaking
- FINRA Issues Notice on TRACE Trade Reporting Obligations
- NFA Issues Guidance on Exempt and Excluded CPOs and CTAs
- NFA Proposes Amendment to NFA Compliance Rule 2-4
- NYS DFS Publishes All BitLicense Comments; California Considers Regulation
- SEC Issues Third-Annual Dodd-Frank Whistleblower Program Report
- Expedited Proceedings Denied Where Harm Is Only Speculative
- SEC Charges Company Executives With Issuing False Press Releases to Inflate Stock Price
- OCC’s Curry Advocates Regulatory Reduction for Smaller Banks and Thrifts
- FFIEC Releases Revised BSA/AML Examination Manual
- New European Data Protection Guidelines Published
- AIFM Directive – Latvia, Poland and Spain Warned by European Commission for Failing to Fully Implement New Investment Fund Rules
Chicago
