To read the Digest online, click here.
This week's issue addresses the following topics:
- CFTC Issues Advisory on Compliance with Gramm-Leach-Bliley Act Security Safeguards
- SEC Issues Guidance on Aggregate Advisory Fee Rates for Multi-Manager Funds
- Supreme Court Rules that the Securities Litigation Uniform Standards Act Does Not Preempt State Law Claims
- New York Attorney General Announces Agreement with Firms to Stop Cooperating in “Insider Trading 2.0”
