To read the Digest online, click here.
This week's issue addresses the following topics:
- New Law Aligns Clearing and Margin Exceptions for Swaps
- CFTC Staff Extends No-Action Relief to Certain Reporting Counterparties Masking Identifying Information Pursuant to Non-US Law
- SEC 2015 Examination Priorities Focus on Liquid Alternatives and Fixed-Income Funds
- Delaware Court Rules That Beneficial Stockholder May Seek Appraisal in Its Own Name
- Government Seeks Extended Prison Term in Securities Fraud Case
- ESMA Recommends to the European Commission That All MiFID Firms Have a Full-Time Compliance Function
- ESMA Publishes First Annual Review of CCP Colleges Under EMIR
- ESMA Announces Open Hearing on MiFID II and MiFIR
London
