To read the Digest online, click here.
This week's issue addresses the following topics:
- Section 16(b) Decision Provides Important Guidance
- FINRA Requests Comment on Proposed Amendments to Rules Governing Communications With the Public
- Form BE-10 Filing Deadline Looms
- CFTC Announces Agenda For Upcoming Market Risk Advisory Committee Meeting
- CFTC Proposes to Exempt Certain Southwest Power Pool Transactions
- CFTC Staff Issues No-Action Letters Relating to Swaps Trading Platforms in Australia
- Massachusetts Federal Court Denies Motion to Dismiss Insider Trading Indictment
- Delaware Chancery Awards Attorneys’ Fees Without Finding Damages
- OCC Issues Final Rule to Integrate Licensing Rules for National Banks and Federal Savings Institutions
- The CSMAD: Forthcoming Changes to EU Market Abuse and Insider Dealing Rules
- European Commission Launches Review of EMIR
London
