To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Division of Corporate Finance Issues New CD&Is Relating to General Solicitation and Regulation D
- Web Based Surveillance Reports
- HKSFC Issues Circular on Application Process for Exemptive Relief Under CFTC Regulation 30.10
- CFTC Extends Relief for Non-US Swap Dealers From Transaction-Level Requirements
- Federal Reserve Issues Clarification of Debit Card Interchange Rule in Response to Court Action
- UK Companies Must Maintain a PSC Register by January 2016
- EU Securities Financing Transactions Regulation––Shining a Light on Shadow Banking
Chicago
