To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Advisory Committee on Small and Emerging Companies Makes Recommendations
- CFTC Modifies Position Limit Aggregation Proposal
- CFTC Issues Guidance on "Firm or Forced Trades" Process
- CFTC Issues Guidance on CFTC Requirements for DCOs and the Principles for Financial Market Infrastructures
- CFTC Seeks Comment on Japan Securities Clearing Corporation’s Petition for Exemption from DCO Registration
- CFTC Grants DCO Registration to Nodal Clear, LLC
- SEC Proposes Liquidity Management Rules for Mutual Funds and ETFs
- IRS Addresses RIC Asset Diversification Requirements
- Federal Reserve To Require Same-Day ACH Service
- FCA Publishes New Supervisory Approach for Regulated Firms in UK
