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Newsletter

Corporate and Financial Weekly Digest - Volume X, Issue 42

October 30, 2015

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • ISS Releases 2016 Draft Voting Policy Changes for Comment
  • SEC Issues Guidance on Rule 14a-8(i)(9) and Rule 14a-8(i)(7)
  • CFTC Exempts a Japanese Clearing Organization and Korean Exchange From Derivatives Clearing Organization Registration
  • CFTC Announces Agenda for Upcoming Market Risk Advisory Committee Meeting
  • NFA Adopts Interpretative Notice Regarding Cybersecurity and Information Systems Security Programs
  • Federal Reserve Issues Guidance on Waiving of Examinations Prior to Membership or Merger Into a State Member Bank
  • UK Senior Managers and Certification Regime To Replace FCA Approved Persons Rules for All UK Authorized Firms

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