To read the Digest online, click here.
This week's issue addresses the following topics:
- CFTC’s Energy and Environmental Markets Advisory Committee To Hold Meeting
- CFTC Announces Members of Market Risk Advisory Committee
- NFA Notifies SDs and MSPs of Annual Questionnaire Requirements
- CFOs Ordered to Return Bonus and Profits Due to False Financial Statements
- SEC Argues in Second Circuit Amicus Brief That Dodd-Frank Protects Inside Whistleblowers
- Financial Conduct Authority Clarifies Its Use of Attestations for UK Authorized Firms
- ESMA Publishes Additional Consultation Paper on MiFID II/MiFIR Implementation
Chicago
