To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Releases Registration Fee Estimator
- Pension Income Stream Products
- SEC Adopts Business Conduct Rules and Chief Compliance Officer Requirements for Swap Dealers and Major Security-Based Swap Participants
- CFTC Enters Into Information Sharing MOU With Three Additional Canadian Provinces
- Financial Regulatory Agencies to Issue New Proposed Compensation Rules
- Federal Reserve to Expand Off-Site Examinations
- FCA Paper Regarding High-Frequency Traders
- Five Associations Publish Joint Securities Financing Transaction Regulation Information Statement Ahead of July 2016 Compliance Date
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