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Newsletter

Corporate and Financial Weekly Digest - Volume XI, Issue 2

January 15, 2016

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • 2016 Examination Priorities Announced By SEC
  • CFTC Issues No-Action Relief From the Swap Clearing Requirements for Small Bank Holding Companies, Small Savings and Loan Holding Companies, and Certain Community Development Financial Institutions
  • CFTC Technology Advisory Committee To Meet on January 26
  • SEC 2016 Examination Priorities Focus on ETFs, Cybersecurity and Liquidity Controls for Fixed-Income Funds
  • FCA Trade Association Roundtable on MiFID II Implementation
  • EU Bonus Cap: EBA Publishes Guidelines on Sound Remuneration Policies and Separate Opinion on Proportionality

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