To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Increases Registration Statement Filing Fees for Fiscal Year 2017
- SEC Proposes Amendments Requiring Hyperlinks to Exhibits in Filings
- SEC To Approve FINRA and MSRB Pay-To-Play Rules
- SEC Adopts Amendments to Rules on Access to Data Obtained by Security-Based Swap Data Repositories
- CFTC Proposes Amendments to Whistleblower Awards Process
- CFTC Extends Comment Period For Proposed Amendments to CPO Annual Report Regulation
- FCA Trade Association Roundtable on MiFID II Implementation
- IOSCO Publishes Good Practice Guidelines on Fees and Expenses of Collective Investment Schemes
- European Parliament Confirms Non-Objection to MiFIR Delegated Regulation
London
