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Newsletter

Corporate and Financial Weekly Digest - Volume XI, Issue 40

October 14, 2016

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • CFTC Releases Rule Enforcement Review of the New York Mercantile Exchange, Inc. and the Commodity Exchange, Inc.
  • "Trade Match" and "Trade Acceptance" Clearing Submissions on FINRA's Alternative Display Facility
  • CFTC Proposes New Rules for Cross-Border Swaps
  • CFTC Sets Phase-In De Minimis Amount Termination Date
  • CFTC Further Extends Time-Limited Relief to SEFs for Block Trades
  • FCA Publishes Discussion Paper on Firms' Legal Function Under the Senior Managers Regime
  • FCA Publishes Feedback Statement on Smarter Consumer Communications
  • ESMA Publishes Final Guidelines on the Implementation of MiFID II Transaction Reporting
  • ESMA Publishes Draft Guidelines on MiFID II Product Government Requirements
  • ESMA Publishes Q&As on Transparency Under MiFID II and MiFIR
  • European Commission Publishes G7 Fundamental Elements on Cybersecurity for the Financial Sector
  • ESMA Advice to ECON on the Application of the AIFMD Passport to Non-EU AIFMs and AIFs

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