To read the Digest online, click here.
This week's issue addresses the following topics:
- CFTC Releases Rule Enforcement Review of the New York Mercantile Exchange, Inc. and the Commodity Exchange, Inc.
- "Trade Match" and "Trade Acceptance" Clearing Submissions on FINRA's Alternative Display Facility
- CFTC Proposes New Rules for Cross-Border Swaps
- CFTC Sets Phase-In De Minimis Amount Termination Date
- CFTC Further Extends Time-Limited Relief to SEFs for Block Trades
- FCA Publishes Discussion Paper on Firms' Legal Function Under the Senior Managers Regime
- FCA Publishes Feedback Statement on Smarter Consumer Communications
- ESMA Publishes Final Guidelines on the Implementation of MiFID II Transaction Reporting
- ESMA Publishes Draft Guidelines on MiFID II Product Government Requirements
- ESMA Publishes Q&As on Transparency Under MiFID II and MiFIR
- European Commission Publishes G7 Fundamental Elements on Cybersecurity for the Financial Sector
- ESMA Advice to ECON on the Application of the AIFMD Passport to Non-EU AIFMs and AIFs