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Newsletter

Corporate and Financial Weekly Digest - Volume XI, Issue 42

October 28, 2016

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Division of Corporation Finance Issues C&DIs on Exempt Offerings Under Rule 701 and Sales of Securities Under Rule 144(d)
  • SEC Approves Amendments to Rules Governing Communications With the Public
  • SEC Chair Discusses Treasury Market Reform
  • ESMA Publishes MAR Guidelines on Receiving Market Soundings
  • ESMA Publishes MAR Guidelines for EU-Listed Issuers on Delaying Disclosure of Inside Information

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