To read the Digest online, click here.
This week's issue addresses the following topics:
- 2017 Examination Priorities Announced by the SEC
- CFTC Proposes To Amend Recordkeeping Requirements
- NFA Issues Notice to Members Regarding CPO/CTA Exemption Affirmations
- NFA Announces Effective Date for Forex Transactions Requirements
- ICE Endex Receives FBOT Registration
- Law Society Publishes Response to Consultation on the Regulatory Perimeter
- ESMA Publishes Follow-Up Report on Peer Review of Best Execution
London
