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Newsletter

Corporate and Financial Weekly Digest - Volume XII, Issue 30

August 4, 2017

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To read the Digest online, click here.

This week’s issue addresses the following topics:

  • FINRA and SIPC Agree To Streamline the Annual Report Filing Process for Broker-Dealers
  • CFTC Releases Rule Enforcement Review of the North American Derivatives Exchange
  • OCC Seeks Volcker Rule Comments
  • FCA Consults on Changes To Client Assets Sourcebook
  • FCA Opens MiFID II Passporting Gateway

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