To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Proposes Amendments to Rule Pertaining to Communications with the Public
- SEC Approves Pricing Disclosures for Fixed Income Securities
- FINRA Files Proposed Rules With The SEC To Implement Consolidated Audit Trail Plan
- CFTC Provides Time-Limited Relief for Variation Margin and Minimum Transfer Amount Provisions
- HM Treasury Publishes Response to the Transposition of MiFID II Consultation
- ESMA Publishes Revised Draft ITS on MiFID II Position Reporting
- ESMA Publishes Letter to the European Commission on Potential Exploitation of MiFID II Systematic Internalizer Regime
London
