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Newsletter

Corporate and Financial Weekly Digest - Volume XII, Issue 7

February 17, 2017

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • FINRA Proposes Amendments to Rule Pertaining to Communications with the Public
  • SEC Approves Pricing Disclosures for Fixed Income Securities
  • FINRA Files Proposed Rules With The SEC To Implement Consolidated Audit Trail Plan
  • CFTC Provides Time-Limited Relief for Variation Margin and Minimum Transfer Amount Provisions
  • HM Treasury Publishes Response to the Transposition of MiFID II Consultation
  • ESMA Publishes Revised Draft ITS on MiFID II Position Reporting
  • ESMA Publishes Letter to the European Commission on Potential Exploitation of MiFID II Systematic Internalizer Regime

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