To read the online Digest, click here.
This week’s issue addresses the following topics:
- SEC Adopts Rules and Interpretations To Enhance Protections and Preserve Choice for Retail Investors
- SEC Approves Amendments to FINRA’s Codes of Arbitration Procedure for Customer and Industry Disputes
- NASAA, SEC and FINRA Issue Senior Safe Act Fact Sheet
- ISDA Publishes Initial Margin Implementation Guidance for Financial End Users
- CFTC Issues Margin Relief for Changes to Legacy Swaps
- CFTC Announces Climate-Related Agenda for June 12 Public Meeting