Katten will host the firm's annual Financial Markets Litigation and Enforcement Symposium at 8:30 a.m. on Thursday, October 10. The symposium will include a discussion on current regulatory enforcement and litigation issues facing the financial services industry, including topics regarding:
- Futures: Emerging trends and current topics in manipulation, anti-fraud, trade practices including disruptive trading, cryptocurrencies, and civil litigation.
- Securities: Current enforcement priorities and litigation update, including issues related to cooperation guidance, disclosure standards, internal investigations and compliance professionals.
- Cybersecurity: Hot topics and regulatory changes affecting financial institutions and ethical issues facing in-house lawyers.
For more information, contact Nicole Stephens.
This event is closed to the media. If you are a member of the media and have questions about this event, please contact Jacquelyn Heard at jackie.heard@katten.com.