Katten will present “Peak-To-Valley Portfolio Disputes and Damage Claims,” the fifth in its Market Correction Curriculum webinar series, at 12:00 p.m. (ET) on Tuesday, June 9. Litigation partner David Goldberg and associate Matthew Haws, and Financial Markets Litigation and Enforcement associate Hannah Koesterer, will discuss:
- Broker “hold” recommendations and whether they are actionable during market correction events.
- Impact of FINRA rules and the SEC’s new Regulation Best Interest on broker “hold” recommendations.
- Damage calculations in disputes stemming from extreme market volatility, including margin liquidations events.
For more information, please contact Katten Webinar Support.