Katten will host the "Recent Legal Developments on Securities and Derivatives Issues for Sell-Side and Buy-Side Market Participants" panel discussion on Wednesday, July 27 at 4:00 p.m. (ET). Wendy Cohen and Allison Yacker, co-chairs of the New York Financial Services group, will serve as moderators. The panelists include Financial Services attorneys Gary DeWaal, Michael Foley and Richard Marshall, Chicago Financial Services practice head Janet Angstadt, and Litigation and Dispute Resolution attorney David Goldberg. Panelists will address regulatory and legal developments on evolving matters such as:

  • Chief Compliance Officer Liability
  • Regulatory Update, Including:
    • Automated Trading
    • Registration and Other Issues: The Blackstreet Case and Private Equity
    • Latest Futures Developments: Block Trades, EFRPs, Position Limits and Insider Trading
    • Cybersecurity

Katten Muchin Rosenman LLP
575 Madison Avenue
11th Floor Conference Center
New York, New York