Lance Zinman, global co-chair of the Financial Services practice, will moderate the panel discussion "Recent Publicity Concerning Proprietary Trading: Potential Regulatory Responses" at 3:30 p.m. on Monday, April 28. Katten partners Janet Angstadt, Christian Kemnitz and Scott Resnik will be joined by special counsel Gary DeWaal to address the following futures and securities topics:
- allegations of unfair advantages for low-latency trading strategies;
- what is next for payment for order flow, maker/taker pricing and Regulation NMS;
- newswire practices;
- dark pools;
- SEC, FINRA and CFTC enforcement update;
- US Department of Justice and New York Attorney General investigations; and
- regulatory and market structure implications.
Katten Muchin Rosenman LLP
525 West Monroe Street
Chicago
Related Professionals
-
Partner and Chair, Financial Markets Litigation and Enforcement Department+1.312.902.5379 -
Partner and Chair, White Collar and Internal Investigations Department+1.212.940.8543 -
Partner and Global Chair, Financial Markets and Funds Department+1.312.902.5212+1.212.940.6544
Chicago
