Financial Markets and Funds Partner Richard Marshall will serve as a panelist during the "Legal Update" session during the NYSSCPA's 2024 Broker/Dealer Conference and Webcast on Tuesday, May 21 at 1:05 p.m. ET. Presented both in person and as a webcast, the panelists will share insight into recent litigation affecting broker-dealers and the strategies that were employed to resolve those issues. They also will share their views on the audit implications of recent broker-dealer legal cases.
Learn more about the 2024 Broker/Dealer Conference and Webcast.