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Newsletter

Corporate & Financial Weekly Digest, Featuring Articles on Broker/Dealer Developments, CFTC and EU Developments

August 31, 2018

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • Statement on Status of the Consolidated Audit Trail
  • CFTC Releases No-Action Position on PCAOB Requirement to Communicate Critical Audit Matters
  • CFTC Grants No-Action Relief Relating to Counting Toward the Swap Dealer Registration De Minimis Threshold
  • Senate Confirms Two CFTC Nominations
  • ECON Publishes Report on Regulatory and Supervisory Relationships Between the EU and Third Countries
  • EBA Publishes Consultation Paper on Amendments to the CRR Supervisory Reporting ITS Relating to Securitizations

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