To read the online Digest, click here.
This week's issue addresses the following topics:
- Nasdaq Has Proposed a New Rule Change To Modify Its System of Volume-Based Credits
- FINRA Proposed a Rule Change With Respect to the Establishment of a Second Trade Reporting Facility
- SEC Confirms Record Retention Requirements With Third-Party Recordkeeping Services
- FCA and PRA Publish 2018/19 Business Plans
- FCA Publishes Statement Regarding the Requirement for Firms Offering Cryptocurrency Derivatives To Be Authorized
- ESMA Seeks EC Clarification on Ancillary Activity Test Under MiFID II
- IOSCO Produces CCP Stress Test Framework
- ESMA Publishes Updated Double Volume Cap Public Register