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Newsletter

Corporate & Financial Weekly Digest, Featuring Topics on SEC, Broker/Dealer and UK/EU/Brexit Developments

May 11, 2018

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To read the online Digest, click here.

This week’s issue addresses the following topics:

  • SEC Guidance Expanding Exclusions for Non-GAAP Information
  • ISS Launches Help Center
  • FINRA Amends Rule 3310 to Reflect FinCEN’s Customer Due Diligence Requirements
  • UK Government Responds to Report on Brexit
  • ESMA Unveils One-Stop Company Portal for Information on EU Authorization
  • ECB Speech on CCP Recovery and Resolution
  • ESMA Releases Latest Double Volume Cap Data Under MiFID II
  • ESAs Publishes Consultation Papers Regarding Securitization Regulation

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