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Corporate & Financial Weekly Digest, Featuring Topics on SEC/Corporate, Broker/Dealer, CFTC and UK/EU/Brexit Developments

August 24, 2018

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • SEC Adopts Amendments To Simplify and Update Certain Disclosure Requirements
  • President Trump Asks SEC To Explore Replacing Quarterly Reporting With Half-Yearly Reporting
  • SEC Amends Disclosure Obligations in Municipal Securities Market
  • SEC Disapproves Bitcoin Exchange-Traded Products
  • CFTC Adopts Amendments To Simplify Chief Compliance Officer Duties and Annual Report Rules
  • CFTC Proposes To Exempt Some Companies and Institutions From the Clearing Requirement for Certain Swaps
  • CFTC Issues Orders of Registration to Two Foreign Boards of Trade
  • UK BoE, PRA and FCA Publish Paper on Operational Resilience of UK Financial Services Sector
  • European Commission Adds Pakistan to List of High-Risk Third Countries Under MLD4
  • UK Government Publishes No-Deal Brexit Technical Notice for Financial Services

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