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Corporate & Financial Weekly Digest, Featuring Topics on SEC/Corporate, Broker-Dealer, Derivatives, CFTC, Digital Assets and Virtual Currencies, Investment Companies and Investment Advisers, Brexit, UK and EU Developments

July 20, 2018

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Amends the Definition of "Smaller Reporting Company"
  • SEC Approves Amendment to Rule 701 and Issues a Concept Release Regarding Form S-8 and Rule 701
  • SEC Adopts New Form ATS-N and Amendments to Regulation ATS and Exchange Act Rule 3a1-1 to Enhance Transparency and Oversight of Alternative Trading Systems
  • CFTC Permits DCOs to Invest Customer Funds in European Sovereign Debt
  • Regulators Publish Changes to the Volcker Rule
  • CFTC Issues Customer Advisory on Digital Coins and Tokens
  • FSB Publishes Report on Cryptoassets
  • OCIE Issues Risk Alert on Compliance Issues Related to Best Execution by Investment Advisers
  • Draft Financial Regulators’ Powers Regulations 2018 Published
  • ESMA Updates Benchmarks Regulation Q&As
  • EU Prospectus Regulation: ESMA Consults on Minimum Information Content for Exemption and Guidelines on Risk Factors and Publishes Final Report on RTS
  • Eight EU Member States Publish Joint Statement on the Capital Markets Union Post Brexit

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