In this issue of CFWD we discuss:

  • House Committee Approves “Say on Pay” Legislation
  • NASDAQ Extends Suspension of Continued Listing Requirements for Third and Final Time
  • Statute of Frauds Bars Claim for Recommending Investment in Ponzi Scheme
  • Third Tier Civil Penalty Imposed for Violations of Securities Laws
  • CBOE Proposes to Extend Delta Hedging Exemption to Customers
  • MSRB Proposes Guidance on Disclosure and Other Sales Practice Obligations
  • Congressmen Peterson and Frank Issue Concept Release on OTC
    Derivatives Legislation
  • SEC Grants Temporary Exemptions for ICE Clear Europe and Eurex AG
    CDS Clearinghouses
  • CFTC Designates ICE Natural Gas Contract as “Significant Price
    Discovery Contract”
  • ICE WTI Contract to Be Included in Commitments of Traders Reports
  • Federal Reserve Proposes Certain Changes to Truth in Lending Disclosures in Connection with Mortgage Lending
  • FDIC Announces Test of Funding Mechanism for Legacy Loans Program
  • Intel Appeals EU Fine on Human Rights Grounds
  • Proposed Legislation Would Change the Amount and Timing of Stock Option Compensation Deductions
  • FSA Announces Changes to Approved Person Registration Requirements

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