In this issue of CFWD we discuss:
- SEC, Delaware Drafting New Shareholder Access Proposals
- Plaintiffs Adequately Allege Exchange Act Violations Against Ponzi Scheme Operators
- Commingling of Identities Held Insufficient to Pierce Corporate Veil
- FINRA Proposes Rule Prohibiting Trading Ahead of Customer Orders
- FINRA Proposes Margin Requirements for Positions in Credit Default Swaps
- ISE Proposes to Redefine “Primary Market”
- Proposed Reinstatement of the Uptick Rule
- SEC Director Advises as to Best Compliance Practices
- OTS Realigns Regional Structure and Enhances Large Bank Supervision
- FDIC Extends the Debt Guarantee Component of Its Temporary Liquidity Guarantee Program
- FASB Issues Proposed Guidance Regarding Fair Value Measurements and Impairments of Securities
- West Coast Life Adds Claims to Stranger-Owned Life Insurance Complaint
- Fourth Circuit Affirms Decision in First Penn Case
- FRBNY Releases Revised TALF FAQs and Expands Eligible Collateral for TALF’s April Subscription
- FRBNY Releases Initial Results of March TALF Loan Requests
- FSA Publishes Wide-Ranging Regulation Review
