In this issue of CFWD we discuss:

  • SEC Proposes Roadmap Toward Global Accounting Standards
  • SEC Updates Disclosure Requirements for Foreign Private Issuers
  • SEC Votes to Amend Exemptions for Foreign Companies Trading Securities in U.S. Markets
  • SEC Votes to Adopt Changes to Its Cross-Border Exemptions
  • DOJ Revises Corporate Fraud Charging Guidelines
  • District Court Dismisses ERISA Claims Based on Alleged FLSA Violation
  • Rule Change Allows Non-Broker-Dealer Customers to Have Their Orders Categorized as Broker-Dealer Orders
  • CBOE Proposes Rule Changes Related to its Demutualization
  • NYSE Proposes Sponsored Participant Rules
  • CBOE Proposes New Order Type
  • Financial Accounting Standards Board Will Issue Exposure Drafts Amending FAS 140 and FIN 46(R)
  • CFTC Requests Comments on DCO Application
  • CFTC Allows Nord Pool to Provide Electronic Access in U.S.
  • NFA Proposes Amendments to Implement CEA Changes Regarding Retail Forex
  • CFTC Grants CPO Exemption from Certain Reporting and Recordkeeping Requirements for Publicly Offered Pool
  • OTS Issues HELOC Account Management Guidance
  • CESR Members Enhance Supervisory Cooperation for Branch Supervision
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