To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Requests Comment on Proposed Amendments to FINRA Rule 4521 and New Supplemental Liquidity Schedule
- NFA Issues Notice of Additional Questions for CPOs on the Annual Pool Financial Statement
- FCA Transaction Reporting Instrument Reference Data Errors and Omissions Form Now Available
- ESAs Publish Final Report Aiming to Align Variation Margin Rules for FX Forwards With Supervisory Guidance in Other Key Jurisdictions