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Newsletter

Corporate and Financial Weekly Digest, Featuring Topics on Broker-Dealer, Derivatives, CFTC and UK/Brexit/EU Developments

January 19, 2018

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • FINRA Requests Comment on Proposed Amendments to FINRA Rule 4521 and New Supplemental Liquidity Schedule
  • NFA Issues Notice of Additional Questions for CPOs on the Annual Pool Financial Statement
  • FCA Transaction Reporting Instrument Reference Data Errors and Omissions Form Now Available
  • ESAs Publish Final Report Aiming to Align Variation Margin Rules for FX Forwards With Supervisory Guidance in Other Key Jurisdictions

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