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Newsletter

Corporate and Financial Weekly Digest, Featuring Topics on Broker/Dealer and UK/EU/Brexit Developments

March 9, 2018

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • SEC Releases Statement on Platforms Trading Digital Assets
  • FINRA Updates Criteria Regarding Business Continuity and Disaster Recovery Testing
  • FCA Webpage on Capital Requirements Adds Important Transitional Arrangement
  • UK Government Guarantees Gibraltar Financial Services Firms' Access to UK Markets
  • FCA Confirms Amendment to the LEI Validation Rule Effective March 2018
  • Mark Carney Criticizes Cryptocurrencies in Speech About the Future of Money
  • EC Publishes Notices on the Consequences of Brexit for the Financial Services Sector
  • ESMA Publishes Trading Volumes and Calculations Regarding the Double Volume Cap Under MiFID II
  • European Commission Publishes FinTech Action Plan

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