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Newsletter

Corporate and Financial Weekly Digest, Featuring Topics on SEC/Corporate, Broker/Dealer, CFTC and UK/EU Developments

February 16, 2018

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • SEC Proposes Budget for Fiscal Year 2019
  • FINRA Issues Regulatory Notice Regarding Extension of Time Requests Relating to FINRA Rule 4210
  • CFTC Issues Interim Final Rule To Reorder and Alphabetize Definition Regulation
  • CFTC Issues Order of Registration to ICE Futures Singapore
  • FCA Publishes Report on Algorithmic Trading
  • European Commission Publishes Survey About the Functioning of the AIFMD
  • Warning to Consumers on Virtual Currency Risks Issued by EBA, EIOPA and ESMA
  • FCA Provides Update on EMIR United States Equivalence Decision and Intragroup Exemptions
  • ESMA Publishes Recommendation on Leverage and Liquidity in Investment Funds

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