Partner Gary Distell, along with FINRA Director Yvonne Huber and Deputy Director Scott Trilling, will speak on "Market Structure Issues" from 8:45 - 10:15 a.m.
The course covers rules and regulatory requirements governing trading of securities. The curriculum includes insider trading, market structure, customer order handling, trade reporting and surveillance. Coursework also addresses trading and market making, regulatory examinations and regulatory inquiries.
The course covers rules and regulatory requirements governing trading of securities. The curriculum includes insider trading, market structure, customer order handling, trade reporting and surveillance. Coursework also addresses trading and market making, regulatory examinations and regulatory inquiries.
