Topics at the round table discussion will include:

  • Regulation of OTC derivatives
    - Centralized clearing
    - Margin and capital requirements
    - Swap dealer registration and regulation
    - Major swap participant registration and regulation
  • CFTC position limits, hedge and index exemptions
  • OTC derivative reporting obligations
  • SEC/CFTC harmonization
  • Short selling, flash orders, market making and dark pools
  • Regulation of investment advisers and private funds
  • Heightened fiduciary standards for broker-dealers
  • International implications


Katten Muchin Rosenman LLP
19th Floor Conference Center
525 West Monroe Street
Chicago, Illinois