Topics at the round table discussion will include:
- Regulation of OTC derivatives
- Centralized clearing
- Margin and capital requirements
- Swap dealer registration and regulation
- Major swap participant registration and regulation - CFTC position limits, hedge and index exemptions
- OTC derivative reporting obligations
- SEC/CFTC harmonization
- Short selling, flash orders, market making and dark pools
- Regulation of investment advisers and private funds
- Heightened fiduciary standards for broker-dealers
- International implications
Location
Katten Muchin Rosenman LLP
19th Floor Conference Center
525 West Monroe Street
Chicago, Illinois
