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Corporate & Financial Weekly Digest, Featuring Articles on Proxy Voting Advice, New CFTC Guidance for Swap Dealers and Updates From HM Treasury to the FSMA

July 24, 2020

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Adopts Amendments and Issues Guidance Related to Proxy Voting Advice
  • FINRA Releases Notice on Expungement of Customer Dispute Information
  • CFTC Adopts Final Cross-Border Swap Rulemaking; Staff Issues No-Action Relief for ANE Transactions
  • CFTC Adopts Final Capital Requirements for Swap Dealers
  • CFTC Proposes Margin Requirements for Uncleared Swaps
  • CFTC Extends Relief on Fingerprinting Due to COVID-19
  • OCC Publishes Proposed Rule Regarding “True Lender”
  • London Weekly Fireside Chat
  • HM Treasury Consults on Reforms to Financial Promotion Approvals and Expanding Rules to Cover Cryptoasset Promotions
  • HM Treasury Publishes Policy Statement on Intended Changes to FCA’s Cancellation of Authorization Process
  • CFTC Approves Exempt SEF Amendment Order for Certain EU MTFs and OTFs
  • ESAs Notify the European Commission About the Outcome of the Review of the PRIIPS Key Information Document

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