To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Adopts Amendments and Issues Guidance Related to Proxy Voting Advice
- FINRA Releases Notice on Expungement of Customer Dispute Information
- CFTC Adopts Final Cross-Border Swap Rulemaking; Staff Issues No-Action Relief for ANE Transactions
- CFTC Adopts Final Capital Requirements for Swap Dealers
- CFTC Proposes Margin Requirements for Uncleared Swaps
- CFTC Extends Relief on Fingerprinting Due to COVID-19
- OCC Publishes Proposed Rule Regarding “True Lender”
- London Weekly Fireside Chat
- HM Treasury Consults on Reforms to Financial Promotion Approvals and Expanding Rules to Cover Cryptoasset Promotions
- HM Treasury Publishes Policy Statement on Intended Changes to FCA’s Cancellation of Authorization Process
- CFTC Approves Exempt SEF Amendment Order for Certain EU MTFs and OTFs
- ESAs Notify the European Commission About the Outcome of the Review of the PRIIPS Key Information Document
