To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Releases an Updated Security Futures Risk Disclosure Statement
- FINRA Requests Comment on the Practice of Pennying in the Corporate Bond Market
- CFTC Approves Amendments to Margin Requirements for SDs and MSPs
- Amendments to Risk Disclosure Statements for Security Futures Contracts Become Effective
- LIBOR, Brexit and Cryptoassets: Summer Takeaways From Katten’s CFWD Podcasts
- SM&CR: Disciplinary Action and Conduct Rules Reporting for Staff at FCA-Regulated Firms
- ESMA Publishes Letter to the European Commission on the AIFMD Review
- EBA Publishes Statement on the European Commission’s AML and CTF Action Plan
