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Corporate & Financial Weekly Digest, Featuring Articles on SEC Amendments to Simplify Offering Exemptions, New FAQs for Post-Trade Name Give-Up Rule in CFTC Regulation and FCA Statement on Approach to Share Trading Obligation After Brexit

November 6, 2020

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Approves Amendments to Harmonize and Simplify Offering Exemptions
  • CFTC Approves Changes to Swap Clearing Requirement Exemptions
  • CFTC Approves Eris Clearing, LLC to Clear Fully-Collateralized Swaps
  • CFTC Approves KalshiEX LLC as Designated Contract Market
  • CFTC Expands Its Part 30 Exemptive Program of International Cooperation
  • CFTC Approves SEF Registration Exemptions for Additional Recognized Market Operators in Singapore
  • New FAQs Published Regarding the Post-Trade Name Give-Up Rule in CFTC Regulation 37.9(d)
  • FCA Publishes Statement on Approach to Share Trading Obligation After Brexit Transition Period
  • ESG: European Commission Extends Consultation Period for Rules Under Disclosure Regulation

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