To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Seeks Comment Regarding Diversity and Inclusion Initiatives
- FINRA Seeks Comment on Proposed Amendments to Margin Rule Requirements
- CFTC Issues Order of Registration to Mercado Mexicano de Derivados, S.A. de C.V. to Permit Trading by Direct Access From United States
- CFTC Issues No-Action Response Letter Providing Relief to DCO From Complying With Specified Part 39 Regulatory Requirements
- FCA Publishes Discussion Paper on Strengthening Financial Promotion Rules for High-Risk Investments and Firms Approving Financial Promotions
- LEI ROC Consults on Changes to Technical Guidance on Harmonization of Critical OTC Derivatives Data Elements
- HM Treasury Intends to Remove UK MiFIR Open Access Regime for ETDs
