To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA New Rule 3241 Becomes Effective February 15
- FINRA Proposes Amendments to Private Placement Filer Form
- SEC Requests Comment on Potential Money Market Fund Reform Options Highlighted in President’s Working Group Report
- 2021 Report on FINRA’s Examination and Risk Monitoring Program
- FINRA Modifies TRACE Dissemination Protocols for Specified Pool Transactions
- FTC Releases Revised Hart-Scott-Rodino Filing Thresholds for 2021
- FTC and DOJ Temporarily Suspend Early Termination of Hart-Scott-Rodino Waiting Periods
- FCA Updates Webpage on Operation of UK MiFIR Transparency Regime
- HMT Announces Buy-Now-Pay-Later Products to be Regulated by the FCA
