About Alice D'Mello
Alice D'Mello helps asset managers, funds, banks and other financial institutions navigate the complex and ever-changing UK and EU regulations. With her in-depth fund formation experience, clients trust Alice to help them achieve their business goals.
Counsel rooted in firsthand industry knowledge
Alice takes a comprehensive approach to advising financial services clients. She anticipates her clients’ needs and provides counsel at every stage of a fund’s lifecycle — from structuring and authorization, to fund documents, marketing materials and service provider contracts, and compliance policies and procedures. She has extensive experience when it comes to advising on the international distribution of funds and the provision of cross-border services. She works closely with asset managers to help them stay on course with regulatory requirements stemming from the Alternative Investment Fund Managers Directive (AIFMD), the revised Markets in Financial Instruments Directive (MiFID II) and the Senior Managers and Certification Regime (SM&CR).
Practice Focus
- Financial industry regulatory and compliance, including AIFMD, MiFID II and the SM&CR
- Fund formation and cross-border management
- IMAs and related technology
- FCA authorization and compliance issues
Representative Experience
News
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November 30, 2022
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January 31, 2022
Publications
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December 13, 2022