To read this week’s Bridging the Week, click here:
- Swiss Franc-Euro Decoupling Spurs Worldwide Legal and Regulatory Fallout
- Futures Traders Sanctioned by CME Group Exchanges for Problematic Block Trades, ATS Breakdown, Disruptive Trading, Wash Sales and Other
- SEC and Two States Sanction S&P for Misconduct Related to Ratings of Commercial-Backed Securities
- FCA Fines and Bans Two Former Senior Executives of Martin Brokers for Contributing to an Unsatisfactory Corporate Culture
- CME Group Amends Rule Formally to Prohibit Intraday Violations of Position Limits Eliminates Provision Dealing With Bids and Offers
- Broker-Dealer Sanctioned by FINRA for Sharing Confidential Customer Information in Connection With a Class Action Lawsuit
- CME Group Adds Its View to “Skin in the Game” Debate