Financial Markets and Regulation Partner and Co-Chair Carl Kennedy will moderate the "Second Line Partners: Legal and Compliance" panel discussion at 10:00 a.m. on Tuesday, March 19. Panelists will cover topics including:

  • Effective Legal and Compliance Interactions – The Importance of Structure and the Level of Engagement
  • Comparing and Contrasting the Strategic Priorities and Risks of Each Function
  • SEC and CFTC Regulatory Rulemakings on Cybersecurity – What are Legal and Compliance's Roles in Addressing Cybersecurity Attacks
  • SEC Predictive Analytics Rule Proposal
  • Practical Application, Risks and Uses of AI in Legal and Compliance Departments

Learn more about the C&L Annual Seminar.

Event Location

Signia by Hilton - Orlando Bonnet Creek
14100 Bonnet Creek Resort Lane
Orlando, FL 32821